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| Announce Date [Date of Effective Change] | Buyer/ Seller Name [Type*] | S/ W/ U ** | Bought/ (Sold) ('000) | Price ($) | After Trade | Note | |
|---|---|---|---|---|---|---|---|
| No. of Shares ('000) *** | % Held *** | ||||||
| 17/10/12 [16/10/12] |
RIVERSTONE HOLDINGS LIMITED [COY] | S | 96 | 0.405 | NA | NA | Note
Remarks
1. As at the date of the share buyback resolution passed on 23 April 2012, the issued share capital (excluding treasury shares) consists of 322,413,302 ordinary shares. 2. The shares bought back under the Share Buyback Mandate in this announcement are held as treasury shares. 3. The number of treasury shares as at to-date is 96,000. |
| 16/10/12 [16/10/12] |
Albert Ho Shing Tung [DIR] | S | 284 | 0.310 | 703 | 0.21 | Note
Remarks
Exercise of 283,800 warrants 1. The number of shares held before the change was calculated based on the total number of issued shares excluding treasury shares of 313,914,100. 2. The number of shares held after the change was calculated based on the total number of issued shares excluding treasury shares of 331,099,602 as at date of notification. 3. 702,800 ordinary shares were held in the name of Merill Lynch (Singapore) Pte Ltd as nominee of Albert Ho Shing Tung for Albert Ho Shing Tung. |
| 16/10/12 [16/10/12] |
Albert Ho Shing Tung [DIR] | W | (284) | 0.310 | NA | NA | Note
Remarks
No. of Warrants held after the change: 0 As a percentage of issued share capital: 0 % Exercise of 283,800 warrants 1. Where reference is made to shares, it refers to warrants. 2. The number of warrants held before the change was calculated based on the total number of issued warrants of 57,485,900. 3. The number of warrants held after the change was calculated based on the total number of issued warrants of 40,300,398 as at date of notification. 4. 283,800 warrants were held in the name of Merill Lynch (Singapore) Pte Ltd as nominee of Albert Ho Shing Tung for Albert Ho Shing Tung. As a result, Albert Ho Shing Tung is deemed to be interested in 283,800 shares to be issued upon exercise of warrants. |
| 21/08/12 [16/08/12] |
Wong Teek Son [DIR] | S | 5,000 | 0.310 | 165,694 | 50.14 | Note
Remarks
Exercise of 5,000,000 warrants. 1. The number of shares held before the change was calculated based on the total number of issued shares excluding treasury shares of 325,007,702. 2. The number of shares held after the change was calculated based on the total number of issued shares excluding treasury shares of 330,420,702 as at date of notification. 3. 12,000,000 ordinary shares were held in the name of HSBC (Singapore) Nominees Pte Ltd as nominee of Ringlet Investment Limited in trust for Wong Teek Son. |
| 21/08/12 [16/08/12] |
Wong Teek Son [DIR] | W | (5,000) | 0.310 | 22,339 | 54.51 | Note
Remarks
No. of Warrants held after the change: 22,338,880 As a percentage of issued share capital: 54.51 % Exercise of 5,000,000 warrants. 1. Where reference is made to shares, it refers to warrants. 2. The number of warrants held before the change was calculated based on the total number of issued warrants of 46,320,298. 3. The number of warrants held after the change was calculated based on the total number of issued warrants of 40,979,298 as at date of notification. |
| 13/04/12 [12/04/12] |
Lee Wai Keong [DIR] | S | 1,000 | 0.310 | 41,163 | 12.77 | Note
Remarks
Exercise of 1,000,000 warrants 1. The number of shares held before the change was calculated based on the total number of issued shares excluding treasury shares of 320,159,802. 2. The number of shares held after the change was calculated based on the total number of issued shares excluding treasury shares of 322,390,302 as at date of notification. |
| 13/04/12 [12/04/12] |
Lee Wai Keong [DIR] | W | (1,000) | 0.310 | 7,033 | 14.35 | Note
Remarks
No. of Warrants held after the change: 7,032,650 As a percentage of issued share capital: 14.35 % Exercise of 1,000,000 warrants 1. Where reference is made to shares, it refers to warrants. 2. The number of warrants held before the change was calculated based on the total number of issued warrants of 51,240,198. 3. The number of warrants held after the change was calculated based on the total number of issued warrants of 49,009,698 as at date of notification. |
| 13/04/12 [12/04/12] |
Wong Teck Choon [DIR] | S | 1,200 | 0.310 | 13,483 | 4.18 | Note
Remarks
Exercise of 1,200,000 warrants. 1. The number of shares held before the change was calculated based on the total number of issued warrants of 309,898,000 as at date of notification. 2. The number of shares held after the change was calculated based on the total number of issued warrants of 322,390,302 as at date of notification. |
| 13/04/12 [12/04/12] |
Wong Teck Choon [DIR] | W | (1,200) | 0.310 | 1,257 | 2.56 | Note
Remarks
No. of Warrants held after the change: 1,256,513 As a percentage of issued share capital: 2.56 % Exercise of 1,200,000 warrants. 1. Where reference is made to shares, it refers to warrants. 2. The number of warrants held before the change was calculated based on the total number of issued warrants of 53,454,238 as at date of notification. 3. The number of warrants held after the change was calculated based on the total number of issued warrants of 49,009,698 as at date of notification. |
| 22/03/12 [20/03/12] |
Wong Teek Son [DIR] | S | 2,000 | - | 160,694 | 50.19 | Note
Remarks
Exercise of 2,000,000 warrants by Wong Teek Son 1. The number of shares held before the change was calculated based on the total number of issued shares excluding treasury shares of 316,543,100. 2. The number of shares held after the change was calculated based on the total number of issued shares excluding treasury shares of 320,159,802 as at date of notification. 3. 12,000,000 ordinary shares were held in the name of HSBC (Singapore) Nominees Pte Ltd as nominee of Ringlet Investment Limited in trust for Wong Teek Son. |
| 22/03/12 [20/03/12] |
Wong Teek Son [DIR] | W | (2,000) | - | 27,339 | 53.35 | Note
Remarks
No. of Warrants held after the change: 27,338,880 As a percentage of issued share capital: 53.35 % Exercise of 2,000,000 warrants by Wong Teek Son 1. Where reference is made to shares, it refers to warrants. 2. The number of warrants held before the change was calculated based on the total number of issued warrants of 53,282,238. 3. The number of warrants held after the change was calculated based on the total number of issued warrants of 51,240,198 as at date of notification. |
| * | DIR - Director (include Directors of related companies) SSH - Substantial Shareholder COY - Company Share Buyback TMRP - Trustee-Manager/Responsible Person |
| ** | S - Shares W - Warrants U - Units R - Rights |
| *** | Direct & Deemed Interests |
Notes